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December 24, 2005 Economist Magazine SURVEY: HUMAN EVOLUTION The proper study of mankind New theories and techniques have revolutionised our understanding of humanity's past and present, says Geoffrey Carr (interviewed here)
SEVEN hundred and forty centuries ago, give or take a few, the skies darkened and the Earth caught a cold. Toba, a volcano in Sumatra, had exploded with the sort of eruptive force that convulses the planet only once every few million years. The
skies stayed dark for six years, so much dust did the eruption throw into the atmosphere. It was a dismal time to be alive and, if Stanley Ambrose of the University of Illinois is right, the chances were you would be dead soon. In particular, the
population of one species, known to modern science as Homo sapiens, plummeted to perhaps 2,000 individuals.
The proverbial Martian, looking at that darkened Earth, would probably have given long odds against these peculiar apes making much impact on the future. True, they had mastered the art of tool-making, but so had several of their contemporaries. True,
too, their curious grunts allowed them to collaborate in surprisingly sophisticated ways. But those advantages came at a huge price, for their brains were voracious consumers of energy—a mere 2% of the body's tissue absorbing 20% of its food intake. An
interesting evolutionary experiment, then, but surely a blind alley.
This survey will attempt to explain why that mythical Martian would have been wrong. It will ask how these apes not only survived but prospered, until the time came when one of them could weave together strands of evidence from fields as disparate as
geology and genetics, and conclude that his ancestors had gone through a genetic bottleneck caused by a geological catastrophe.
Not all of his contemporaries agree with Dr Ambrose about Toba's effect on humanity. The eruption certainly happened, but there is less consensus about his suggestion that it helped form the basis for what are now known as humanity's racial divisions, by
breaking Homo sapiens into small groups whose random physical quirks were preserved in different places. The idea is not, however, absurd. It is based on a piece of evolutionary theory called the founder effect, which shows how the isolation of small
populations from larger ones can accelerate evolutionary change, because a small population's average characteristics are likely to differ from those of the larger group from which it is drawn. Like much evolutionary theory, this is just applied common
sense. But only recently has such common sense been applied systematically to areas of anthropology that have traditionally ignored it and sometimes resisted it. The result, when combined with new techniques of genetic analysis, has been a revolution in
the understanding of humanity's past.
And anthropology is not the only human science to have been infused with evolutionary theory. Psychology, too, is undergoing a makeover and the result is a second revolution, this time in the understanding of humanity's present. Such understanding has
been of two types, which often get confused. One is the realisation that many human activities, not all of them savoury, happen for exactly the same reasons as in other species. For example, altruistic behaviour towards relatives, infidelity, rape and
murder are all widespread in the animal kingdom. All have their own evolutionary logic. No one argues that they are anything other than evolutionarily driven in species other than man. Yet it would be extraordinary if they were not so driven in man,
because it would mean that natural selection had somehow contrived to wipe out their genetic underpinnings, only for them to re-emerge as culturally determined phenomena.
Understanding this shared evolutionary history with other species is important; much foolishness has flowed from its denial. But what is far more intriguing is the progress made in understanding what makes humanity different from other species:
friendship with non-relatives; the ability to conceive of what others are thinking, and act accordingly; the creation of an almost unimaginably diverse range of artefacts, some useful, some merely decorative; and perhaps most importantly, the use of
language, which allows collaboration on a scale denied to other creatures.
There are, of course, gaps in both sets of explanations. And this field of research being a self-examination, there are also many controversies, not all driven by strictly scientific motives. But the outlines of a science of human evolution that can
explain humanity's success, and also its continuing failings, are now in place. It is just a question of filling in the canvas—or the cave wall. The long march of everyman It all started in Africa
OUT of Africa, always something new”, wrote Caius Plinius Secundus, a Roman polymath who helped to invent the field of natural history. Pliny wrote more truly than he could possibly have realised. For one fine day, somewhere between 85,000 and
60,000 years before he penned those words, something did put its foot over the line that modern geographers draw to separate Africa from Asia. And that something—or, rather, somebody—did indeed start something new, namely the peopling of the world.
Writing the story of the spread of humanity is one of the triumphs of modern science, not least because the ink used to do it was so unexpected. Like students of other past life forms, researchers into humanity's prehistoric past started by looking in
the rocks. The first fossilised human to be recognised as such was unearthed in 1856 in the Neander Valley near Dusseldorf in Germany. Neanderthal man, as this skeleton and its kin became known, is now seen as a cousin of modern humans rather than an
ancestor, and subsequent digging has revealed a branching tree of humanity whose root can be traced back more than 4m years (see article).
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Searching for human fossils, though, is a frustrating exercise. For most of their existence, people were marginal creatures. Bones from periods prior to the invention of agriculture are therefore excedingly rare. The resulting data vacuum was filled by
speculation scarcely worthy of the name of theory, which seemed to change with every new discovery. Then, in the 1980s, a geneticist called Allan Wilson decided to redefine the meaning of the word “fossil”. He did so in a way that instantly revealed
another 6 billion specimens, for Wilson's method made a fossil out of every human alive.
Living fossils
Mitochondria are the parts of a cell that convert energy stored in sugar into a form that the rest of the cell can use. Most of a cell's genes are in its nucleus, but mitochondria, which are the descendants of bacteria that linked up with one of
humanity's unicellular ancestors some 2 billion years ago, retain a few genes of their own. Mitochondrial genomes are easy to study for three reasons. First, they are small, which makes them simple to analyse. Second, mitochondria reproduce asexually, so
any changes between the generations are caused by mutation rather than sexual mixing. Third, in humans at least, mitochondria are inherited only from the mother.
In 1987, Rebecca Cann, one of Wilson's students, applied his insight to a series of specimens taken from people whose ancestors came from different parts of the world. By analysing the mutational differences that had accumulated since their mitochondria
shared a common ancestor, she was able to construct a matriline (or, perhaps more accurately, a matritree) connecting them.
The result was a revelation. Whichever way you drew the tree (statistics not being an exact science, there was more than one solution), its root was in Africa. Homo sapiens was thus unveiled as an African species. But Dr Cann went further. Using
estimates of how often mutations appear in mitochondrial DNA (the so-called molecular clock), she and Wilson did some matridendrochronology. The result suggests that all the lines converge on the ovaries of a single woman who lived some 150,000 years
ago.
There was much excited reporting at the time about the discovery and dating of this African “Eve”. She was not, to be clear, the first female Homo sapiens. Fossil evidence suggests the species is at least 200,000 years old, and may be older than that.
And you can now do a similar trick for the patriline using part of the male (Y) chromosome in the cell nucleus, because this passes only from father to son. Unfortunately for romantics, the most recent common ancestor of the Y-chromosome is a lot more
recent than its mitochondrial equivalent. African Adam was born 60,000-90,000 years ago, and so could not have met African Eve. Nevertheless, these two pieces of DNA as they have weaved their ways down the generations have filled in, in surprising
detail, the highways and byways of human migration across the face of the planet.
Sons of Adam, daughters of Eve
Both schools agree that the Bab el Mandebites spread rapidly along the coast of southern Arabia and thence along the south coast of Asia to Australia, though Dr Oppenheimer has them turning inland, too, once they crossed the strait of Hormuz. But it is
in describing what happened next that the two versions really part company, for it is here that the descendants of the Oxford migration run into the eruption of Toba.
That Toba devastated South and South-East Asia is not in doubt. Thick layers of ash from the eruption have been found as far afield as northern Pakistan. The question is whether there were people in Asia at the time. One of the most important pieces of
evidence for Dr Oppenheimer's version of events is some stone tools in the ash layer in Malaysia, which he thinks were made by Homo sapiens. Molecular clocks have a regrettable margin of error, but radioactive dating is a lot more accurate. If he is
right, modern humans must have left Africa before the eruption. The tools might, however, have been crafted by an earlier species of human that lived there before Homo sapiens.
For Dr Oppenheimer, the eruption was a crucial event, dividing the nascent human population of Asia into two disconnected parts, which then recolonised the intermediate ground. In the Cambridge version, Homo sapiens was still confined to Africa 74,000
years ago, and would merely have suffered the equivalent of a nuclear winter, not an ash-fall of up to five metres—though Dr Ambrose and his colleagues think even that would have done the population no good.
The Cambridge version is far more gentle. The descendants of its subsequent exodus expanded north-eastwards into central Asia, and thence scattered north, south, east and west—though in a spirit of open-mindedness, Sacha Jones, a research student in Dr
Foley's department, is looking in the ash layer in India to see what she can find there.
Which version is correct should eventually be determined by the Genographic Project, a huge DNA-sampling study organised by Spencer Wells, a geneticist, at the behest of America's National Geographic Society and IBM. But both already have a lot in
common. Both, for example, agree that the Americas seem to have been colonised by at least two groups. The Cambridge school, though, argues that one of these is derived ultimately from the first Bab el Mandeb crossing while the other is descended from
the later migrants.
Both also agree that Europe received two waves of migration. The ancestors of the bulk of modern Europeans came via central Asia about 35,000 years ago, though some people in the Balkans and other parts of southern Europe trace their lines back to an
earlier migration from the Middle East. But the spread of agriculture from its Middle Eastern cradle into the farthest reaches of Europe does not, as some researchers once thought, seem to have been accompanied by a mass movement of Middle Eastern
farmers.
The coming together of two groups of humans can be seen in modern India, too. In the south of the subcontinent, people have Y-chromosomes derived almost exclusively from what the Cambridge school would interpret as being northern folk (and the Oxford
school as the western survivors of Toba). However, more than 20% of their mitochondria arrived in Asia with the first migration from Africa (or, according to taste, clung on along the south-eastern fringes of the ash plume).
That discovery speaks volumes about what happened when the two groups met. It suggests that many modern south Indians are descended from southern-fringe women, but few from southern-fringe men—implying a comprehensive conquest of the southerners by the
northerners, who won extra southern wives.
This observation, in turn, helps explain why Y-chromosome Adam lived so much more recently than mitochondrial Eve. Displacement by conquest is one example of a more general phenomenon—that the number of offspring sired by individual males is more
variable than the number born by individual females. This means that more males than females end up with no offspring at all. Male gene lines therefore die out faster than female ones, so those remaining are more likely, statistically, to converge in the
recent past.
Successful male gene lines, though, can be very successful indeed. Students of animal behaviour refer to the top male in a group as the “alpha”. Such dominant animals keep the others under control and father a large proportion, if not all, of the group's
offspring. One of the curiosities of modern life is that voters tend to elect alpha males to high office, and then affect surprise when they behave like alphas outside politics too. But in the days when alphas had to fight rather than scheme their way to
the top, they tended to enjoy the sexual spoils more openly. And there were few males more alpha in their behaviour than Genghis Khan, a man reported to have had about 500 wives and concubines, not to mention the sexual opportunities that come with
conquest. It is probably no coincidence, therefore, that one man in every 12 of those who live within the frontiers of what was once the Mongol empire (and, indeed, one in 200 of all men alive today) have a stretch of DNA on their Y-chromosomes that
dates back to the time and birthplace of the great Khan. Meet the relatives A large and diverse family
WHEN Homo sapiens emerged as a species, he was not alone. The world he entered was already peopled by giants and dwarfs, elves, trolls and pixies—in other words, creatures that looked humanlike, but were not the genuine article. Or, at least, not
as genuine as Homo sapiens has come to believe himself to be.
Like the story of Homo sapiens himself, the story of the whole human family begins in Africa. About 4.5m years ago, probably in response to a drying of the climate that caused forest cover in that continent to shrink, one species of great ape found
itself pushed out into the savannah, an ecological niche not normally occupied by apes. Over the next 300,000 years these apes evolved an upright stance. No one know for sure why, but one plausible explanation, advanced by Peter Wheeler of John Moores
University in Liverpool, is that standing upright reduces exposure to sunlight. To an animal adapted to the forest's shade, the remorseless noonday sun of the savannah would have been a threat. Dr Wheeler's calculations suggest that walking upright
decreases exposure at noon by a third compared with going on all fours, since less of the body's surface faces the overhead sun. Humanity, in the form of Australopithecus anamensis, had arrived.
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Australopithecines of various species lasted for over 3m years. But half-way through that period something interesting happened. One of them begat a species known to science variously as Homo rudolfensis and Homo habilis. All modern great apes make tools
out of sticks and leaves to help them earn their living, and there is no reason to believe that this was not true of australopithecines. But, aided by hands that no longer needed to double as part-time feet, Homo habilis began to exploit a new and potent
material that needs both precision and strength to work—stone. This provided its immediate descendants with a powerful technology, but also gave its distant descendants in human palaeontology laboratories an additional way of tracing their ancestry, for
stone tools often survive where bones do not.
Homo habilis's successor species, Homo erectus, did not bestride the globe in the way that his eventual descendant Homo sapiens did, but he certainly stuck his nose out of Africa. Indeed, the first fossil erectus discovered was in Java, in 1891, and the
second one, several decades later, turned up in China, near Beijing. It was not until 1960 that erectus bones were found in Africa.
Homo erectus is a frustrating species. His tools are found all over the southern half of Eurasia, as well as in Africa. But China and Java aside, his bones are scarce outside Africa. There are two skullcaps from Georgia and half of one from India. He
did, however, leave lots of descendants.
Naming fossils is a game that beautifully illustrates Henry Kissinger's witticism about academic disputes being so bitter because the stakes are so low. The best definition of a species that biologists have been able to come up with is “a group of
creatures capable of fertile interbreeding, given the chance”, which clearly makes it hard to determine what species a particular fossil belongs to. Researchers therefore have to fall back on the physical characteristics of the bones they find. That
allows endless scope for argument between so-called splitters, who seem to want to give a new name to every skull discovered, and lumpers, who like to be as inclusive as possible.
Some splitters, for example, argue that the African version of Homo erectus should be called Homo ergaster. Whatever the niceties, it is clear that by 500,000 years ago, if not before, Homo erectus was breaking up into anatomically different populations.
Splitters would like to turn the Georgia fossils, an early twig of the erectus tree, into Homo georgicus. There is also Homo rhodesiensis, found in southern Africa, Homo heidelbergensis from Europe, and a whole drawer's-worth of specimens known to some
as Homo helmei and to others as archaic Homo sapiens.
How little is really known, though, was thrown into sharp relief by the announcement just over a year ago that yet another species, Homo floresiensis, had been found. It was discovered on Java's nearish neighbour island, Flores. Finding a new species of
human is always exciting, but what is particularly intriguing about Homo floresiensis is how small it was—barely a metre tall when fully grown. Perhaps inevitably, though to the disgust of its discoverers, Homo floresiensis became known to journalists as
the hobbit, after J.R.R. Tolkien's fictional humanoid. Homo neanderthalensis, the descendant of Homo heidelbergensis, by contrast, was if not a giant then at least a troll. Though he stood five or ten centimetres shorter than a modern European Homo
sapiens, the thickness of his bones suggests he was a lot heavier.
Both Homo neanderthalensis and Homo floresiensis were certainly around when Homo sapiens left Africa—whichever version of that story turns out to be the correct one. There may also have been some lingering populations of other hominid species. That
raises the intriguing question of what happened when these residents met the sapiens wave.
Some researchers believe there was interbreeding, echoing the ideas of an older school of palaeoanthropology called multiregionalism. The multiregionalists thought either that pre-sapiens hominids were all a vast, interbreeding species that gradually
evolved into sapiens everywhere, or, against all Darwinian logic, that Homo sapiens arose independently in several places by some unknown process of parallel evolution.
As recently as 2002, Alan Templeton, then at the University of Washington at St Louis, claimed to have found a number of genetic trees whose roots were 400,000-800,000 years old, and yet which included non-Africans. That, if confirmed, would support
multiregionalism. Meanwhile, John Relethford, of the State University of New York's campus at Oneonta, has criticised the conclusions of studies on mitochondrial DNA extracted from the bones of Neanderthals. This does not resemble DNA from any known
modern humans, which led the authors of the work to conclude there was no interbreeding. Dr Relethford points out that Neanderthal DNA brought into the sapiens population by interbreeding could subsequently have been lost by chance in the lottery of who
does and who does not reproduce. Similar losses are known to have happened in Australia, where mitochondrial DNA from human fossils is absent from modern Australians.
Most students of the field, though, think there was no interbreeding, full stop. Either Homo sapiens persecuted his cousins into extinction or, with his superior technology, he outhunted, outgathered and outbred them. The next question is where that
technology—or, rather, the brainpower to invent and make it—came from. If this is a man Why it pays to be brainy
THANKS to Dr Cann and her successors, the story of how Homo sapiens spread throughout the world is getting clearer by the day. But why did it happen? What was it that gave the species its edge, and where did it come from? Here, the picture
blurs.
Until recently, it was common to speak of an Upper Palaeolithic revolution in human affairs—what Jared Diamond, of the University of California at Los Angeles, called the Great Leap Forward. Around 40,000 years ago, so the argument ran, humanity
underwent a mental step-change. The main evidence for this was the luxuriant cave art that appeared in Europe shortly after this time. Palaeopsychologists see this art as evidence that the artists could manipulate abstract mental symbols—and so they
surely could. But it is a false conclusion (though it was widely drawn before Dr Cann's work) that this mental power actually evolved in Europe. Since all humans can paint (some, admittedly, better than others), the mental ability to do so, if not the
actual technique, must have emerged in Africa before the first emigrants left. Indeed, evidence of early artistic leanings in that continent has now turned up in the form of drilled beads made of shells and coral, and—more controversially—of stones that
have abstract patterns scratched on to them and bear traces of pigment.
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